Embeddedness, Organizations, and Language Games

 


Roger Koppl

Professor of Economics and Finance

Fairleigh Dickinson University

Madison, NJ 07940 USA

koppl@alpha.fdu.edu

and

Richard N. Langlois

Professor of Economics

The University of Connecticut

Storrs, CT 06269-1063 USA

Richard.Langlois@UConn.edu

 

August 2000

Paper for presentation at
the
MPI/LINK Workshop on “Cognition and Evolution in the Theory of the Firm,” September 25-27, 2000, Jena, Germany,
and at
the
SCANCOR conference on Crossing Boundaries: Economics, Sociology and Organization Theory,” September 30-October 1, 2000, Stanford, California.


SUMMARY

Modern-day economists are taught to take it for granted that, for the smooth running of an economic system, each economic agent needs to know all there is to know and no agent should know something another doesn’t.  The slightest bit of imperfect information is enough to derange the elegant optimality of the Arrow-Debreu equilibrium, and even a touch of asymmetric information can induce all manner of partial-equilibrium pathology.  In mainstream economic theory, knowledge is like a Big Mac: you want it to be the same everywhere. 

It is perhaps well to remember, however, that the founding conception of economics was entirely otherwise.  The central point of the Wealth of Nations is that the progressive fragmentation and differentiation of the knowledge agents possess is precisely what fuels the engine of economic growth.  The division of labor implies — indeed, to Smith, it causes — the division of knowledge.  As the extent of the market expands, each agent knows a smaller and smaller fraction of all there is to know, and each agent comes to know things that are quite different from what his or her neighbor knows.  Far from impeding the smooth functioning of the economic system, such division is responsible for the overall growth of knowledge on which a prosperous economic system depends.  In real life, knowledge is like fine wine: you want it to be complex and differentiated in time and place.

Of course, modern-day economists understand this point, at least within an isolated partition of the brain.  Many have read F. A. Hayek (1945) on the marvel of the price system, which is able to coordinate tacit and widely dispersed knowledge far more effectively than any system of central planning.  Some may actually try to convey Hayek’s vision to their introductory students — right before explaining, rather incongruously, that economics is all about the optimal allocation of known and given scarce resources.  “The most significant fact” about the price system, in Hayek’s view, “is the economy of knowledge with which it operates, or how little the individual participants need to know in order to be able to take the right action” (Hayek 1945, p. 527). 

This may be a marvel, as Hayek put it; but it’s not magic.  What allows the decentralized system to coordinate dispersed knowledge and action is that some knowledge is in fact shared.  “The whole acts as one market,” says Hayek, “not because any of its members survey the whole field, but because their limited individual fields of vision sufficiently overlap so that through many intermediaries the relevant information is communicated to all” (Hayek 1945, p. 526).  How does this happen?  In modern terminology, we might say that the market system is a relatively well decomposed modular system (Langlois 1999) in which participants interact largely (though by no means exclusively) through the standardized “interface” of the price system.  The price system provides an abstract, anonymous, and minimalist apparatus of shared knowledge, and it is this apparatus that provides the necessary “overlap.”

But pointing to the price system does not completely resolve the puzzle of coordination in a world of disparate knowledge.  At least since Ronald Coase (1937) pointed it out, economists have understood that much economic coordination takes place not through a minimalist price system but through (sometimes large) organizations like firms.  As Alfred Chandler (1977) famously put it, such large organizations replace the invisible hand of the market with the visible hand of managerial control.  Surely these large organizations make use of the division of knowledge.  But how do they achieve coordination in the absence of the price system?  One implicit answer, encouraged by Coase himself, has been to see firms (or other organizations) as instances of small-scale central planning.[1]  That is, the firm, unlike the market, is an example of conscious coordination:  the constituent minds within the firm are brought together and harmonized by some single mind, or at least by some tightly overlapping set of cognitive frames within the minds of a handful of managers.

If we are speaking about the origins of the firm, this may be exactly the right picture.  There is a recent but growing literature suggesting that entrepreneurship consists in the successful imposition of one individual’s cognitive frame on cooperating others through persuasion, leadership, and the exercise of what Max Weber called charismatic authority (Langlois 1998; Witt 1998; Yu 1999).  Such entrepreneurial behavior is called for whenever a systemic reorganization of production or a novel recombination of capabilities is necessary to respond to a profit opportunity (Langlois 1992; Langlois and Robertson 1995).  But this does not describe the mature “going concern.”  One could well argue that large organizations are not unified by a single cognitive frame, but are in fact systems energized by disparate knowledge not concentrated in any center.  Such organizations are arguably as much “spontaneous orders” as is the market (Langlois 1995).  Like Harriet Beecher Stowe’s Topsy, nobody made them — they just growed.

This paper is an attempt to make progress toward understanding how disparate bits of knowledge are used and coordinated not only within the larger price system but also within the organizations that inhabit the interstices of the price system.  We do this by attempting to generalize the properties of the price system — or at least to look at them in a different way — and to apply that alternative view to both firm and market (and to other structures in between). 

We do this by drawing on a concept we call language games (Koppl and Langlois 1994; Koppl 2000), an idea cribbed from the philosopher Ludwig Wittgenstein (1953).  A language game is a set of rules about how to talk, think, and act in various situations.  At the level of action (what we call agent-practice), agents follow rules or routines.  But agents also have theories or models to explain their own actions to themselves (agent-theory) as well as ways of explaining their actions to others and persuading those others to cooperate (agent-rhetoric).  As rule-like patterns of behavior, individual language games are subject to a selection process within the larger society, and that process determines how the various distinctive language games fit together into a coordinated whole.  It is here that the question of knowledge overlap becomes central.  Drawing on the theory of modular systems, we explore the ways in which different patterns of knowledge can be fit together in a coordinated system. 

Although this effort is both preliminary and conceptual, we do offer one clear — and perhaps surprising — conclusion.  Contrary to the standard view, the coordination of knowledge within a firm does not require that all agents share a common “mental model” or interpretation of the world.  Indeed, coordination is sometimes maintained by persistent differences of interpretation.  Coordination without agreement becomes more important as firms grow.  With growth, relatively formal internal governance structures supplant charismatic authority.  And, using principles of modular design analogous to but different in detail from those of the market, the growing firm is able to profit from the wide variety of language games its members play.

 


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[1]        “[I]n economic theory we find that the allocation of factors of production between different uses is determined by the price mechanism. … Yet in the real world, we find that there are many areas where this does not apply.  If a workman moves from department Y to department X, he does not go because of a change in relative prices, but because he is ordered to do so.  Those who object to economic planning on the grounds that the problem is solved by price movements can be answered by pointing out that there is planning within our economic system which is quite different from the individual planning mentioned above and is akin to what is normally called economic planning.” (Coase 1937, pp. 387-88.)