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Why did some countries create efficient
institutions? |
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Charles VII takes over a destroyed country after
Hundred Years War, 1422. |
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Medieval sources of revenue depleted by war. |
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Creating nation state requires large and growing
revenues. |
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Charles effective in restoring order. |
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Estates General must approve levies. |
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Estates anxious to restore order. |
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Special right to levy turns into a permanent
right. |
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Excluding nobles and clergy from taxation. |
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Guilds become fiscal agents for the crown. |
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Taxation more effective. |
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Compare JP system in England. |
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Strengthens guilds. |
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Administrative bureaucracy. |
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Jean-Baptiste Colbert. |
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Finance minister under Louis XIV (1661-83). |
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Colbertisme synonymous with mercantilism. |
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Economic reforms. |
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Efforts to reduce “particularism.” |
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But favored state monopoly and industrial
control. Origin of laissez faire. |
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Frustrated by royal need for revenue. |
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Prohibitive tariffs lead to war with the
Netherlands. |
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Reconquest ends with capture of Granada, last
Moorish stronghold. |
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Unification and consolidation of power. |
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Cortes grant taxing power. |
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Taxes increase 20 times between 1470 and 1540. |
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Expulsion of the Jews (and then Moriscos in
1609). |
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Loss of artisanal, commercial, and agricultural
skills. |
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Columbus sets sail. |
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Sheep guild. |
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Granted Royal privilege in 1273. |
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Transhumance rights in exchange for funds to
finance reconquest. |
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Decree of 1501 reserves in perpetuity all land
on which sheep have ever grazed. |
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Effect on enclosure. |
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Price controls on cereals. |
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Consulado of Burgos. |
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Bullion and Inflation. |
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Looted and mined gold and silver floods Spain
and Europe. |
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Prices increase by more than a factor of three
in Spain, and a factor of five in Brabant and England. |
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Revenues. |
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Americas less than 20 percent. |
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Netherlands largest source. |
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Costs. |
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Far exceed revenues. |
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Hapsburgs spend on military and wars to expand
empire. |
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Effects. |
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Borrowing and bankruptcy. |
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Fiscal spiral. |
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Confiscation, monopoly, sale of titles. |
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Passes from Burgundy to the Hapsburgs (1477). |
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Both Burgundians and Hapsburgs encourage growth
and trade. |
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Small taxes on many items in exchange for secure
property rights. |
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Discourage monopolies, guilds. |
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The goose that lays the golden eggs? |
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Increased exactions lead to successful rebellion
(1572-1581). |
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Antwerp sacked; commercial leadership moves to
Amsterdam. |
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By 17th century, Dutch become
commercial leaders of Europe. |
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Economic diversification. |
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The Dutch East India Company (1602). |
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“The First Modern Economy.” |
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Government funded as an extended household. |
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Expenditures exceed revenues from Crown lands. |
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Sale of land to meet shortfall. |
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Elizabeth sells 25 per cent after 1588 war with
Spain. |
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James I sells another 25 per cent. |
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Charles I (1625-1641) sells the rest. |
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Parliament controls taxes and customs. |
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New customs impositions. |
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Sale of monopolies. |
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Expansion of peerage. |
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Packing the House of Lords. |
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James: a baronet for £1,095; price later falls
to £220. |
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Loans secured under threat. |
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Purveyance. |
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Charles I seizes £130,000 of bullion stored in
the Tower of London (1640). |
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Parliament withholds revenues. |
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Demands respect for traditional property rights. |
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Common Law courts oppose monopolies. |
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Coke invokes Magna Carta. |
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Charles responds with Royal Prerogative. |
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Prerogative courts. |
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Special laws for individuals. |
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Star Chamber. |
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Fires Coke and other judges. |
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Coalition builds against the Crown. |
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Marginal incentive to support the king declines
as costs of other people’s privileges mount. |
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Unlike continental monarchs, English king has no
standing army. |
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Star Chamber Abolished. |
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Restrictions against monopolies enforced. |
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Regular standing parliament. |
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Royal administrative mechanisms abolished. |
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Act of 1660 abolished feudal tenures,
effectively making England a fee simple society. |
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Cromwell unable to find a stable form of
government. |
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Son proves a poor successor. |
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Stuarts restored to power (1660). |
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Royal abuses begin again. |
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“Rechartering” the Whigs out of parliament. |
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James II turns on his own followers (1686-88). |
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Parliament welcomes invasion by William of
Orange and Mary, Protestant daughter of James II. |
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Parliamentary supremacy. |
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Fiscal revolution underpins political
revolution. |
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A self-enforcing constitution. |
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Required parliament’s assent for major policy
changes. |
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Allowed wealth-holders to veto what wasn’t in
their interest. |
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Ways of reneging unilaterally eliminated. |
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Limited Crown sources of funds. |
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Audit expenditures. |
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Prerogative courts abolished. |
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Judicial tenure. |
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Self enforcing. |
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Credible threat of dethronement. |
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Parliament agrees to put government on sound
financial footing in exchange for veto power. |
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Evidence: lenders now willing to supply funds. |
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After 1688, government has access to
unprecedented funds. |
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Tenfold increase, 1688-1697. |
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